Regulatory updates in Singapore - What you Need to know

October 05, 2022 October 05, 2022
10:30AM - 11:30AM SGT Online via Zoom Webinar
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Key Changes that may affect you!

  • Guidelines on BCM (June 2022)
  • AML Updates - Non-Face to Face Account Opening (Feb 2022)
  • Strengthening Screen Practices (Apr 2022)
  • SFA 04-N02 – Notice on the Prevention of AML 
  • Circular on Significant Redemption, Gating and Suspension of Funds (May 2022)
  • Operational risk management - management of third-party arrangements (Aug 2022)
  • Additional consultation on misconduct reporting requirements

               SPEAKER


Philippa Allen has over 30 years’ extensive business and regulation experience in Asia.

Prior to co-founding ComplianceAsia, Philippa was the Head of Compliance, APAC for Dresdner Bank and GT Asset Management (LGT Asset Management). She was one of the drafters of the original Fund Manager Code of Conduct in Hong Kong and is involved in numerous submissions to regulators and lobbying efforts with financial industry bodies.

She graduated from the University of Western Australia with a Bachelor of Jurisprudence and Bachelor of Laws (LLB) degree. Upon graduation, she commenced practice as a barrister and solicitor for Freehill Hollingdale and Page, in Perth, Western Australia.

Philippa is a frequent speaker at financial industry conferences and technical panels, and a member of various industry representative bodies including AIMA, ASIFMA, HKVCA, SFAA and SVCA.

REGISTRATION DEADLINE: 3 OCTOBER 2022 (MON)

We regret that we are unable to refund you once your registration is confirmed. Please send a replacement if there are any last minute changes to your schedule and inform us at least 2 working days prior. A no-show fee equivalent to the registration fee will be imposed for those who have registered but payment not received by us. SVCA Full Corporate Members are applicable for the complimentary/ member's rate seat with the provision that membership fees have been paid prior in full. SVCA Associate Members are applicable for the member's rate with the provision that membership fees have been paid prior in full. Please note that information collected may be shared with 3rd parties such as partners and/ or sponsors. SVCA may (at its sole discretion) change the format, speakers, participants, content, venue location and programme or any other aspect of the event at any time and for any reason, whether or not due to a Force Majeure Event, in each case without liability. Photos and videos may be taken of the event for marketing purposes. Thank you for your co-operation.

LYNN LIM

TEL: +65 6721 7128

EMAIL: LYNN.LIM@SVCA.ORG.SG