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Regulatory Update – SFC Fines UBS AG and UBS Securities Asia Limited HK$11.55 million for regulatory breaches (August 2021)
September 20, 2021

On 3 August 2021, the Securities and Futures Commission (“SFC”) announced that it has reprimanded and fined UBS AG and UBS Securities Asia Limited (“UBSSAL”) (collectively &ldq...

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Deep Dive into Down-round Mechanics
September 07, 2021

By Brian Ng, Tracy-Anne Ang, and Terence Quek, Private Equity and Venture Capital Partners, Rajah & Tann Singapore LLP  What is a Down-Round A down-round is a fundraising round of a company...

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SGX Finalises SPAC Listing Framework
September 03, 2021

Singapore Exchange SGX announces rules for SPAC Listing Singapore Exchange or SGX has reduced the minimum market capitalisation for Special Purpose Acquisition Companies (SPACs) to $150 million from ...

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